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Ai-enabled compliance reviewer

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Norm AI

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Location:
United States , New York City

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Category:
Legal

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Contract Type:
Not provided

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Salary:

100000.00 - 140000.00 USD / Year
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Job Description:

As an AI-Enabled Compliance Reviewer at Norm Ai, you will serve as a dedicated compliance reviewer for Norm Ai’s clients, some of the largest asset management firms in the world. You will function as an extension of each client’s legal and compliance team while conducting reviews with the Norm Ai compliance platform. The role combines hands-on compliance judgment with close collaboration alongside Norm’s Legal Engineers to translate regulatory requirements, review standards, and examination practices into AI-native workflows and agents. In addition to supporting compliance reviews, regulatory examinations, and advisory engagements, you will help define how compliance work is operationalized, automated, and continuously applied within an AI-driven operating model.

Job Responsibility:

  • Serve as a compliance reviewer for Norm Ai clients, functioning as an extension of the client’s compliance team
  • Perform hands-on regulatory reviews across marketing materials, disclosures, policies and procedures, and surveillance outputs
  • Work closely with Norm’s Legal Engineers and Norm Law, LLP’s Attorneys to translate regulatory requirements, review standards, and client-specific interpretations into AI agents and structured review logic
  • Support SEC examinations, compliance program reviews, and other regulatory or advisory engagements for investment advisers and related financial institutions
  • Note: Work on-site with clients may be required, including multiple days per week in a secondment-style arrangement, typically within the NYC tri-state area

Requirements:

  • Bachelor’s degree
  • 2 or more years of experience performing regulatory compliance consulting or compliance analysis for investment advisers or similar regulated entities
  • Hands-on experience with compliance testing, regulatory exams, or advisory engagements
  • Experience working with SEC regulations and FINRA rules applicable to investment advisers and broker-dealers

Nice to have:

  • Experience working with compliance technology tools, data-driven testing, or process automation
  • Law degree
  • AI fluency and practical, hands-on experience using AI in day-to-day work
What we offer:
  • Equity compensation
  • 401(k) plan with an employer match
  • Top-tier insurance coverage, encompassing health, dental, hospital, accident, and vision plans
  • Relocation reimbursement for candidates needing to relocate to NYC
  • Fast-paced learning environment where professional growth is constant

Additional Information:

Job Posted:
February 21, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
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