A VP Audit Manager specializing in Data, Regulatory, and Accounts Control Operations is a senior leadership role at the intersection of risk management, technology, and financial integrity. This high-impact position is critical for organizations navigating complex regulatory landscapes and leveraging vast amounts of data. Professionals in these jobs are responsible for designing, executing, and overseeing a comprehensive audit program that ensures the accuracy, security, and compliance of critical data assets, regulatory reporting processes, and core accounts control operations. They provide strategic assurance to the board and senior management that these key areas are effectively managed and controlled. Typical responsibilities for a VP Audit Manager in this domain include leading a team of audit professionals to assess the design and operating effectiveness of controls over data governance, data quality, and data lifecycle management. They evaluate the robustness of processes for regulatory reporting (such as Basel, CCAR, or GDPR compliance) to ensure accuracy and timeliness. A core function is auditing end-to-end accounts control operations, including ledger integrity, reconciliations, and financial reporting controls. This role involves developing risk-based audit plans, managing the entire audit lifecycle from planning to reporting, and presenting findings to senior stakeholders. Crucially, they are tasked with monitoring the implementation of corrective actions and fostering a culture of continuous control improvement. To excel in these senior jobs, individuals typically need a strong blend of technical and leadership skills. A deep understanding of data architecture, data management frameworks, and related technologies is essential, as is expertise in key regulatory requirements for the financial sector. Proven experience in internal or external audit methodologies and standards (e.g., IIA, COSO) is mandatory. Required competencies include exceptional analytical and problem-solving skills to dissect complex processes, alongside outstanding communication and influencing abilities to liaise with various business and technology leaders. A Bachelor’s degree in Finance, Accounting, Information Systems, or a related field is standard, with professional certifications like CIA, CPA, CISA, or CRISC being highly preferred. Successful candidates are strategic thinkers who can translate operational risks into business implications, making these jobs pivotal for organizational resilience and trust.
