Explore Vice President, Asset Servicing In-Business Risk & Control Senior Manager jobs, a critical senior leadership role at the intersection of financial operations, risk management, and regulatory compliance. Professionals in this high-stakes position are responsible for building and maintaining a robust first-line-of-defense control framework within an organization's asset servicing division. Asset servicing encompasses the complex post-trade functions of custody, settlement, corporate actions, income processing, and tax services. The core mission of this role is to proactively identify, assess, manage, and mitigate the operational, regulatory, and reputational risks inherent in these critical financial processes. Individuals in these jobs typically oversee a wide array of strategic and operational responsibilities. A central duty involves conducting comprehensive process walkthroughs and risk assessments to evaluate the design and operational effectiveness of key controls. They manage the end-to-end lifecycle of control issues, from identification and root cause analysis to designing strategic remediation plans and validating their completion to prevent reoccurrence. This role acts as a key advisor to business management on the application of firm-wide policies, industry standards, and evolving regulatory requirements, ensuring procedural changes are implemented correctly and timely. Furthermore, these senior managers serve as the primary liaison with internal audit and compliance functions, managing all related communications, requests, and issue discussions. They are also tasked with driving continuous improvement by proposing and overseeing enhancements to asset servicing processes, client service delivery, and supporting technology. Typical requirements for candidates seeking Vice President, Asset Servicing In-Business Risk & Control Senior Manager jobs include an advanced understanding of global asset servicing products, workflows, and the associated risk landscape. A deep knowledge of financial regulations and control frameworks (such as COSO) is essential. The role demands exceptional analytical skills for dissecting complex processes and identifying control gaps, coupled with strong project management capabilities to lead remediation efforts. Senior-level communication and interpersonal skills are non-negotiable, as the position requires effectively influencing stakeholders, advising senior management, and interacting with audit and regulatory bodies. A proven track record in risk management, control design, and issue management within financial services is expected, along with relevant professional qualifications. Discover leadership jobs where expertise in control, risk, and asset servicing converges to safeguard institutional integrity and promote operational excellence.
