A Treasury & Trade Solutions Controls & Regulatory Management Head is a senior leadership role within the global banking and financial services sector, critical for ensuring institutional integrity and compliance. This profession sits at the nexus of risk management, regulatory adherence, and business operations, specifically focused on a bank's Treasury and Trade Solutions (TTS) division. Professionals in these jobs are tasked with building and overseeing a robust control framework that governs high-value transaction services, cash management, trade finance, and liquidity solutions for corporate and institutional clients globally. The primary mandate is to proactively manage operational, conduct, and regulatory risks, ensuring the business operates within the boundaries of an increasingly complex global regulatory landscape. Common responsibilities for individuals in this leadership position typically include developing, implementing, and monitoring the effectiveness of internal controls and governance procedures. They lead a team of controls, compliance, and risk management specialists, fostering a culture of risk awareness and ethical conduct. A significant part of the role involves interpreting new and evolving regulations—such as those related to anti-money laundering (AML), sanctions, data privacy, and market conduct—and translating them into actionable policies and processes for the TTS business. They act as a key advisor to senior business leaders, providing strategic guidance on risk-informed decision-making and regulatory change initiatives. Furthermore, they are responsible for coordinating internal audits, regulatory examinations, and compliance monitoring routines, ensuring any gaps are identified and remediated promptly. Managing relationships with key internal stakeholders across risk, legal, and compliance functions, as well as serving as a principal point of contact for control-related matters, is also a core duty. Typical skills and requirements for these high-caliber jobs are extensive. Candidates generally possess a deep, practical understanding of operational risk management frameworks and internal control methodologies within financial services. Expertise in the specific products and processes of treasury services, trade finance, and cash management is essential. A strong working knowledge of the regulatory environment in major financial jurisdictions is required, though not specific to any single location. Successful professionals demonstrate excellent leadership and people management abilities, coupled with superior communication and influencing skills to engage effectively with both technical teams and executive management. Analytical prowess, strategic thinking, and a proven track record in designing and implementing effective control enhancements are paramount. A bachelor’s degree in finance, business, law, or a related field is typically a minimum requirement, with advanced degrees or professional certifications (e.g., in risk management, compliance, or audit) being highly advantageous. For those seeking to safeguard financial operations and navigate regulatory complexity, Treasury & Trade Solutions Controls & Regulatory Management Head jobs represent a challenging and impactful career at the forefront of banking governance.
