Explore Transfer Agency AML Assistant Vice President jobs, a critical senior leadership role at the intersection of fund administration, regulatory compliance, and client service. This profession sits within the dynamic environment of a Transfer Agency (TA), the department responsible for processing investor subscriptions, redemptions, and maintaining shareholder registers for investment funds. The AML Assistant Vice President (AVP) is specifically tasked with safeguarding these operations against financial crime, ensuring strict adherence to global Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and Know Your Customer (KYC) regulations. Professionals in these jobs act as both strategic enforcers and operational managers, leading the frontline defense for some of the world's leading asset managers and fund promoters. The core responsibility of a Transfer Agency AML AVP is to oversee and enhance the AML control framework for investor transactions. This involves managing a team of AML analysts and subject matter experts, allocating daily workloads, and serving as the primary point of escalation for complex investor cases. Typical duties include supervising the end-to-end investor onboarding process, ensuring rigorous due diligence checks, and overseeing periodic reviews of existing investor accounts. They are accountable for the quality and timeliness of AML operations, which directly impacts client satisfaction and regulatory audit outcomes. Furthermore, individuals in these jobs are responsible for interpreting evolving AML legislation from multiple jurisdictions, translating regulatory changes into actionable policies and procedures, and ensuring team training is comprehensive and up-to-date. To excel in Transfer Agency AML Assistant Vice President jobs, a specific blend of technical knowledge and leadership skills is required. Candidates typically must possess deep, practical expertise in AML/CFT regulations, with a strong preference for experience gained within a Transfer Agency, fund administration, or custody setting. Proven experience in people management, including performance management, career development, and workflow coordination, is essential. The role demands exceptional stakeholder management abilities to liaise effectively with internal teams, external clients (such as Management Companies and Fund MLROs), and outsourced service providers. Strong analytical skills for reviewing sensitive investor data, coupled with excellent communication skills for articulating complex compliance issues, are fundamental. For those seeking a challenging career that blends regulatory rigor with client-facing leadership, exploring Transfer Agency AML Assistant Vice President jobs offers a pathway to a pivotal role in the global financial ecosystem.
