Explore Transaction Trade Capture Risk Officer jobs and discover a pivotal career at the intersection of financial markets, operational integrity, and regulatory compliance. Professionals in this specialized field act as critical guardians within investment banks and financial institutions, ensuring the accuracy, completeness, and proper risk management of trade data from the moment a transaction is executed. This role is fundamental to maintaining the firm's financial stability, safeguarding its reputation, and upholding a robust control environment in fast-paced trading operations. A Transaction Trade Capture Risk Officer typically serves within an in-business risk and control team, often embedded in or closely aligned with the Front Office. The core mission is to design, implement, oversee, and enhance the preventative control framework surrounding trade capture and booking processes. This involves meticulous scrutiny of trade flows to ensure all transactions are recorded correctly in the bank's systems with accurate details such as price, volume, counterparty, and economic terms. Common responsibilities include conducting detailed risk and control assessments, investigating data and process discrepancies, and monitoring for control exceptions or breaches. These professionals collaborate extensively with Front Office traders, Middle and Back Operations, Technology teams, Compliance, and Audit to remediate issues, drive process improvements, and ensure adherence to both internal policies and external regulatory standards. The role demands a unique blend of capital markets knowledge and risk management expertise. Typical requirements for these jobs include 6-10 years of relevant experience in areas like trade lifecycle management, operational risk, audit, or a similar control function. A deep understanding of traded products (e.g., derivatives, securities, FX) and their booking mechanics is essential. Successful candidates possess strong analytical and problem-solving skills, with proficiency in data analysis tools (e.g., SQL, Excel, Python) to investigate trade data and create monitoring metrics. Equally important are sharp communication and influencing skills to liaise with senior stakeholders and champion a culture of control and responsible finance. A bachelor’s degree in finance, economics, or a related field is standard, with advanced degrees or certifications being advantageous. For individuals passionate about market mechanics, risk mitigation, and process excellence, Transaction Trade Capture Risk Officer jobs offer a challenging and rewarding career path. These professionals are change agents who ensure that business growth is supported by a resilient and transparent control infrastructure, making them vital to the safe and efficient functioning of global financial markets.
