A Technology Audit Manager specializing in Markets is a critical senior-level role that sits at the intersection of finance, technology, and risk management. Professionals in these jobs are responsible for leading independent assessments of the technology controls, systems, and processes that underpin high-stakes financial markets activities. Their core mission is to ensure the integrity, security, and resilience of the complex technological infrastructure supporting trading desks, sales teams, and risk management functions in areas like Equities, Fixed Income, Foreign Exchange (FX), and Commodities. This is not a passive review role; it is a proactive, strategic function vital for organizational stability and regulatory compliance. Typically, a Technology Audit Manager for Markets oversees the entire audit lifecycle for a portfolio of technology systems. This involves planning and executing risk-based audits, evaluating the design and operating effectiveness of application and infrastructure controls, and assessing compliance with internal policies and external regulations. They manage a team of auditors, fostering professional development and ensuring the timely delivery of high-quality, objective audit reports. A significant part of the role involves building and maintaining strong, credible relationships with senior technology and business leaders. They act as trusted advisors, collaborating on solutions for emerging risks and providing pragmatic guidance on control enhancements during major technology change initiatives. The common responsibilities in these jobs include developing and executing a comprehensive audit plan, leading complex reviews of critical trading platforms and data systems, and validating the remediation of prior audit findings. They must synthesize technical details into clear, executive-level reports for governance committees. Furthermore, they are expected to stay ahead of industry trends, integrating innovative data analytics and automated testing techniques into the audit process to enhance coverage and efficiency. Successful candidates for Technology Audit Manager – Markets jobs typically possess a blend of deep technical expertise and sharp business acumen. A strong background in internal audit within financial services is essential, coupled with specific subject matter expertise in technology application controls, cybersecurity, and IT governance frameworks. An understanding of capital markets products and the associated technology landscape is highly valuable. Key skills include superior project management, impeccable communication and negotiation abilities, and sound judgment for assessing risk in a fast-paced environment. Leadership and people management skills are paramount, as is the ability to operate effectively within a matrixed organization. Professional certifications such as Certified Information Systems Auditor (CISA), Certified Internal Auditor (CIA), or Certified Public Accountant (CPA) are commonly sought after and demonstrate a commitment to the profession. Ultimately, individuals in this role must exhibit unwavering integrity, political astuteness, and the ability to remain unbiased while navigating a dynamic and diverse global working environment.
