Explore rewarding Securities & Derivatives AVP jobs, a critical senior-level career path within the financial operations and middle-office landscape. Professionals in these roles are pivotal in ensuring the accuracy, efficiency, and compliance of complex securities and derivatives post-trade processes. Typically reporting to a Vice President or Director, an Assistant Vice President (AVP) in this field bridges hands-on operational execution with supervisory oversight and strategic process improvement. The core of the profession revolves around the end-to-end lifecycle management of financial instruments. Common responsibilities include the clearing, settlement, and confirmation of exchange-traded and over-the-counter derivatives transactions. AVPs are deeply involved in risk mitigation activities such as margin and collateral management (both cash and non-cash), position limit monitoring, and daily reconciliation of trades and positions. A significant part of the role involves rigorous control and reporting; this entails generating management information systems (MIS) reports, supporting profit and loss (P&L) reporting, and ensuring timely and accurate regulatory reporting to relevant authorities. Leadership duties are paramount, as AVPs supervise a team of analysts, reviewing their work, imparting training, and fostering a control-conscious environment. To excel in Securities & Derivatives AVP jobs, candidates must possess a robust blend of technical and soft skills. A fundamental understanding of global capital markets and derivative products (futures, options, swaps) is non-negotiable. Typically, employers seek individuals with 4-8 years of progressive experience in securities or derivatives operations. Proven ability to manage multiple concurrent tasks in a high-risk, fast-paced environment is essential. Strong analytical skills and proficiency with tools like MS Excel for data analysis are standard requirements. Knowledge of industry platforms (e.g., for clearing and trade capture) is highly valued. Furthermore, excellent communication skills are needed to support trading desks, address client queries, and collaborate with technology teams on automation initiatives and system testing (UAT). A keen eye for detail, a steadfast commitment to adhering to internal policies and external regulations, and a proactive approach to problem-solving define successful professionals in this career. For finance professionals seeking a role that combines deep operational expertise with leadership and control functions, Securities & Derivatives AVP jobs offer a challenging and impactful career trajectory. These positions are central to the stability and integrity of financial institutions' trading activities.
