Explore rewarding Regulatory Reporting Sr. Analyst - Quality Assurance jobs, a critical and specialized career path at the intersection of finance, compliance, and operational excellence. Professionals in this senior role are the guardians of data integrity and regulatory adherence within financial institutions. Their primary mission is to establish and oversee robust quality assurance (QA) frameworks that ensure all regulatory reports—such as those for the SEC, FRB, OCC, CFTC, or other global regulators—are accurate, complete, and filed on time. This position goes beyond simple data checking; it involves designing the control environment that prevents errors before they occur. Typical responsibilities for a Regulatory Reporting Sr. Analyst in QA include developing and executing detailed testing plans and control procedures for reporting processes. They perform in-depth reviews and substantive testing of data lineage, from source systems to final submission, validating calculations, mappings, and compliance with ever-evolving regulatory rules. A key duty is to document QA findings, report on the effectiveness of controls, and work collaboratively with reporting teams, data owners, and IT to remediate identified issues and implement process improvements. They often play a lead role in internal audits and regulatory examinations, providing evidence of a strong control culture. To succeed in these jobs, candidates typically require a strong background in accounting, finance, or a related field, often supported by a bachelor’s degree, with certifications like CPA or CFA being highly advantageous. Essential skills include expert knowledge of key regulations (e.g., Basel III, Dodd-Frank, IFRS 9), superior analytical and problem-solving abilities, and meticulous attention to detail. Proficiency with data analysis tools (SQL, Excel, BI platforms) and experience with regulatory reporting systems are common requirements. Senior analysts must possess excellent communication skills to articulate complex issues and influence stakeholders, along with project management capabilities to drive QA initiatives. For detail-oriented professionals passionate about risk management and precision, Regulatory Reporting Sr. Analyst - Quality Assurance jobs offer a challenging and impactful career ensuring the financial system's stability and transparency.
