Explore rewarding Regulatory Reporting - Sr. Analyst - Operations Testing jobs, a critical nexus where financial integrity meets rigorous operational control. This senior-level profession sits at the heart of a financial institution's compliance framework, dedicated to ensuring the accuracy, completeness, and timeliness of regulatory submissions. Professionals in this role act as a vital line of defense, designing and executing testing programs to validate the end-to-end processes that generate reports for entities like the SEC, CFTC, FRB, and OCC. They move beyond basic data compilation to actively scrutinize the operational workflows, systems, and controls that underpin critical filings, ensuring they withstand regulatory scrutiny. The typical day involves a blend of analytical depth and project management. Common responsibilities include developing comprehensive test plans, sampling data, and performing detailed reviews of reporting processes to identify gaps, inefficiencies, or control weaknesses. Sr. Analysts meticulously document testing procedures, findings, and recommendations, creating clear audit trails. A core part of the role is to investigate root causes of discrepancies, working collaboratively with data sourcing teams, IT, and regulatory reporting production teams to implement corrective actions and sustainable process improvements. They also play a key role in staying abreast of evolving regulatory changes, assessing the impact on existing processes, and ensuring testing protocols are updated accordingly. To excel in these jobs, candidates typically require a strong foundation in accounting, finance, or a related field, often supported by a bachelor's degree, with many professionals holding advanced degrees or certifications like CPA or CFA. Several years of experience in regulatory reporting, internal audit, risk management, or a control-testing function are standard prerequisites. Essential skills include exceptional analytical and problem-solving abilities, a keen eye for detail, and a deep understanding of financial products and key regulations (e.g., Basel III, Dodd-Frank, MiFID II). Proficiency with data analysis tools (SQL, Excel, Access) and experience with GRC (Governance, Risk, and Compliance) platforms are highly valued. Success in this profession demands strong communication skills to articulate complex issues to both technical and non-technical stakeholders and a proactive mindset focused on continuous control enhancement. For those seeking a challenging career ensuring financial transparency and stability, Regulatory Reporting - Sr. Analyst - Operations Testing jobs offer a impactful and specialized career path.
