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Product Compliance Officer Jobs

11 Job Offers

Senior Lead Compliance Officer - Structured Products Group (SPG)
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Senior Lead Compliance Officer sought for Wells Fargo’s Structured Products Group in Charlotte or New York. This role ensures regulatory compliance across capital markets, asset-backed lending, and securitization. Requires 7+ years of experience with FINRA, SEC, and FRB regulations, plus expertis...
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Location
United States , Charlotte; New York
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Salary
159000.00 - 305000.00 USD / Year
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Wells Fargo
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Until further notice
Trade and Working Capital Product Compliance Officer
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Join Citi's ICRM team in Kuala Lumpur as a Trade & Working Capital Product Compliance Officer. You will provide day-to-day compliance advice, review transactions, and ensure adherence to regulations like UCP 600 and export controls. This role offers extensive training, exposure to senior leaders,...
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Location
Malaysia , Kuala Lumpur
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Salary
Not provided
https://www.citi.com/ Logo
Citi
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Until further notice
Compliance Product Officer - Spread Products
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Join Citi in London as a Compliance Product Officer for Spread Products. You will provide day-to-day compliance advice and develop risk management frameworks within ICRM. The role requires strong knowledge of financial regulations, excellent analytical skills, and the ability to work collaborativ...
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Location
United Kingdom , London
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Salary
Not provided
https://www.citi.com/ Logo
Citi
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Until further notice
Compliance Officer - Investment Products (MiFID II)
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Luxembourg
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Not provided
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Satispay
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Until further notice
VP, Product Compliance Officer, Wealth
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Lead Wealth Market Product Compliance for Citi in Hong Kong. You will design risk frameworks and ensure adherence to HK & SG regulations for equity, fixed income, and derivatives. This role offers career growth, senior exposure, and requires strong project management and compliance expertise.
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Location
Hong Kong , Kowloon
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Salary
Not provided
https://www.citi.com/ Logo
Citi
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Until further notice
Compliance Testing Senior Officer - Equities & Spread Products
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Join Citi's ICRM team in London as a Compliance Testing Senior Officer. You will lead independent testing and risk assessments for Equities & Spread Products. This role requires extensive expertise in compliance regulations, audit principles, and complex global reviews. Deliver high-quality repor...
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Location
United Kingdom , London
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Salary
Not provided
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Citi
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Until further notice
Compliance Product Senior Officer - Senior Vice President
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Join Citi in Paris as a Compliance Product Senior Officer (SVP). You will design and deliver a best-in-class risk management framework, providing expert guidance on regulations. This role requires deep compliance expertise and strong leadership to navigate a complex global organization. We offer ...
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Location
France , Paris
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Salary
Not provided
https://www.citi.com/ Logo
Citi
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Until further notice
Compliance Product Officer - Spread Products
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Join Citi's ICRM Markets team in London as a Compliance Product Officer for Spread Products. You will design and implement risk management frameworks, ensuring adherence to regulations. The role requires strong Markets Compliance experience and excellent analytical skills. We offer a competitive ...
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United Kingdom , London
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Salary
Not provided
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Citi
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Until further notice
AVP, Compliance Product Officer, APAC Control Group
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Join Citi in Hong Kong as an AVP, Compliance Product Officer for APAC. You will manage compliance risk, develop CRM solutions, and ensure adherence to regulations. This role requires expertise in compliance laws, strong project management, and excellent communication. Benefit from extensive train...
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Hong Kong , Kowloon
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Salary
Not provided
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Citi
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Until further notice
Analyst, Compliance Product Officer
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Join our Mumbai team as a Compliance Product Officer. You will design and deliver risk management frameworks, focusing on Control Room functions like information barriers and insider trading. This role requires strong analytical skills, knowledge of compliance regulations, and the ability to mana...
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India , Mumbai
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Not provided
https://www.citi.com/ Logo
Citi
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Until further notice
Vice President, Compliance Product Officer - Prime, Futures, and Securities Services
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Seeking a Vice President, Compliance Product Officer in Chiyoda, Japan. You will manage compliance risk for Prime, Futures, and Securities Services, providing day-to-day advisory and monitoring. The role requires strong knowledge of regulations, excellent project management, and the ability to wo...
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Location
Japan , Chiyoda
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Salary
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice

About the Product Compliance Officer role

Explore the critical and growing field of Product Compliance Officer jobs, a profession at the heart of corporate integrity and consumer protection. A Product Compliance Officer acts as a vital guardian, ensuring that a company's products and services adhere to all applicable laws, regulations, and industry standards. This role is fundamental across numerous sectors, including finance, technology, healthcare, and consumer goods, serving as the crucial bridge between innovation and regulatory adherence. Professionals in these jobs are responsible for embedding compliance into the very fabric of a product's lifecycle, from initial concept to market launch and beyond.

The typical responsibilities of a Product Compliance Officer are comprehensive and multifaceted. They are charged with developing, implementing, and maintaining robust compliance programs, policies, and procedures. A core part of their day-to-day work involves providing expert advice and guidance to business and product development teams, interpreting complex regulations and assessing the compliance risks associated with new and existing products. They conduct thorough reviews of new product initiatives, ensuring potential regulatory issues are identified and mitigated early. Furthermore, these officers monitor the regulatory landscape continuously, analyzing new and changing laws to determine their impact on the company's offerings. They often design and deliver compliance training to staff, manage internal compliance reviews and control frameworks, and play a key role in liaising with internal and external auditors during regulatory examinations.

To succeed in Product Compliance Officer jobs, individuals typically need a strong blend of specialized knowledge and soft skills. A bachelor's degree is a common minimum requirement, often in law, business, finance, or a related field, with advanced degrees or certifications being highly advantageous. Expertise in the specific laws and regulations relevant to their industry is non-negotiable. Key skills include exceptional analytical and problem-solving abilities to dissect complex regulatory texts and apply them practically. Strong written and verbal communication skills are essential for articulating compliance requirements clearly to non-experts. These professionals must be detail-oriented, self-starters who are adaptive and innovative in their approach to risk management. Excellent project management capabilities allow them to handle multiple initiatives simultaneously, while strong interpersonal skills enable effective collaboration with teams across the entire organization, including Legal, Operations, and Technology. For those with a meticulous mind and a passion for upholding ethical standards, Product Compliance Officer jobs offer a challenging and rewarding career path with significant impact.