Explore a career in Prime Services Technology Risk and Audit Manager jobs, a pivotal and high-stakes profession at the intersection of finance, technology, and regulatory compliance. Professionals in this role are the guardians of technological integrity within the prime services division of major financial institutions. Their core mission is to proactively manage technology risk, ensure robust data quality, and lead internal and external audit engagements for the complex technological infrastructure that supports prime brokerage activities, such as securities lending, leveraged trade execution, and margin financing. A typical day for a Prime Services Technology Risk and Audit Manager involves a strategic blend of oversight, analysis, and communication. Common responsibilities include planning and directing comprehensive risk assessment programs to identify vulnerabilities in technology systems and processes. They are tasked with designing and implementing controls to mitigate identified risks, ensuring the resilience and security of critical platforms. A significant part of their role involves liaising between business stakeholders—like traders and relationship managers—and technology development teams to ensure that business priorities are met without compromising on risk standards. They manage a portfolio of high-impact projects focused on risk remediation, compliance adherence, and data quality improvement initiatives. Furthermore, they are responsible for tracking project status, managing scope changes, and providing executive-level reporting on risk posture, audit findings, and project roadmaps. A key function is leading and coordinating audit activities, serving as the primary point of contact for auditors, and ensuring that all findings are addressed transparently and effectively. To excel in these jobs, individuals typically need a strong foundation in both technology and financial services. Essential skills include a deep understanding of structured project management methodologies like Agile and Waterfall, superior analytical capabilities, and meticulous attention to detail. Excellent communication and presentation skills are non-negotiable, as the role requires translating complex technical risks into actionable business insights for senior management. Typical requirements for candidates seeking Prime Services Technology Risk and Audit Manager jobs include several years of relevant experience in a banking or financial services setting, with significant exposure to technology risk, audit functions, and data governance. A proven track record of managing complex, cross-functional technology projects is essential. These professionals must possess sound ethical judgment and a strong commercial awareness to appropriately assess risk, safeguard the firm's reputation, and ensure compliance with a constantly evolving landscape of financial regulations and internal policies. This career path is ideal for those who thrive in a dynamic environment and are driven by the challenge of installing a culture of continuous improvement and rigorous risk management.
