Explore a career in Officer, Asset Servicing In-Business Risk & Control jobs, a critical and dynamic field at the intersection of financial operations and risk management. Professionals in this role are the first line of defense within an organization's asset servicing division, which handles corporate actions, income processing, and proxy voting for institutional clients. Their primary mandate is to proactively identify, assess, and mitigate operational, regulatory, and compliance risks inherent to these complex financial processes. This is not an external audit function; instead, these officers are embedded within the business, working to build a robust and resilient control environment from the inside out. A typical day involves a diverse set of responsibilities centered on governance and oversight. Common duties include conducting risk assessments of asset servicing workflows, documenting key control points, and ensuring that all activities comply with stringent internal policies and external regulatory standards. These professionals are responsible for tracking and managing control issues from identification through to remediation, ensuring timely resolution and transparent reporting to management. They play a key role in preparing for and responding to internal and external audits, and they frequently contribute to ad-hoc projects aimed at process improvement, technology enhancements, and strengthening the overall control framework. Their work ensures the integrity of client assets and protects the firm's reputation. To succeed in Officer, Asset Servicing In-Business Risk & Control jobs, individuals must possess a unique blend of technical and interpersonal skills. A bachelor's degree in finance, business, or a related field is a typical requirement. Foundational knowledge of financial instruments—such as equities, fixed income, and asset-backed securities—is highly advantageous. Key skills include strong analytical and problem-solving capabilities, allowing the officer to dissect complex processes, identify root causes of issues, and evaluate potential risk scenarios. Excellent written and verbal communication is paramount, as the role requires frequent interaction with asset servicing teams, compliance, technology partners, and other stakeholders to discuss potentially sensitive information. Being a proactive team player with a keen eye for detail and a strong ethical compass is essential. These jobs offer a rewarding career path for those dedicated to ensuring operational excellence and stability in the fast-paced world of financial markets, making them a vital component of any major financial institution's risk management structure.
