Explore a world of opportunity with Global Functions – Markets Audit Manager jobs, a critical and high-impact profession at the intersection of finance, risk management, and regulatory compliance. Professionals in this senior-level role are responsible for providing independent, objective assurance over the complex and dynamic activities within a financial institution's capital markets and global functions divisions. This includes auditing areas such as sales and trading, investment banking, treasury, risk management, compliance, and finance. The core mission is to ensure the integrity of the firm's control environment, safeguard its assets, and protect its reputation by identifying and mitigating operational, financial, and regulatory risks. A typical day for a Markets Audit Manager involves leading and executing the entire audit lifecycle. This includes planning audits based on a sophisticated risk assessment, developing detailed testing strategies, and supervising a team of auditors through the fieldwork phase. They meticulously examine the design and effectiveness of internal controls, analyze complex financial transactions, and assess compliance with a vast array of internal policies and external regulations. A key responsibility is the delivery of comprehensive, timely, and high-quality audit reports that clearly communicate findings, root causes, and practical recommendations to senior management and stakeholders. Furthermore, these managers are not just reviewers; they are trusted advisors. They collaborate extensively with business leaders, providing insights on change initiatives, new products, and emerging risks, thereby promoting a culture of strong risk management and control awareness across the organization. To excel in these challenging jobs, individuals typically possess 6-10 years of progressive experience in internal or external audit, risk management, or within the financial services industry, specifically with capital markets exposure. A deep, technical understanding of financial products (e.g., derivatives, securities, foreign exchange) and the associated regulatory landscape (such as Basel, MiFID, Dodd-Frank) is paramount. Professional certifications like the Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA) are highly valued and often preferred. Beyond technical acumen, success demands exceptional leadership and project management skills to guide audit teams and multiple assignments simultaneously. Superior communication, negotiation, and influencing skills are essential for effectively presenting complex issues and building strong, collaborative relationships with business partners. The role requires a demonstrated ability to exercise sound ethical judgment, remain unbiased, and make decisions that prioritize the firm's integrity and stability. For those seeking a career that combines deep financial expertise with strategic influence, Global Functions – Markets Audit Manager jobs offer a rewarding and prestigious pathway.
