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Director of Compliance and Risk Management Jobs

4 Job Offers

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Director, Equities Independent Compliance Risk Management Asia
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Lead our Equities Compliance Risk Management team in Hong Kong. You will design and implement compliance programs, provide expert advisory, and oversee regulatory risk frameworks. This senior role requires strong knowledge of equity markets, regulations, and experience mentoring staff. We offer r...
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Hong Kong , Hong Kong
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Not provided
https://www.citi.com/ Logo
Citi
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Until further notice
Director of Compliance and Risk Management
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Lead compliance and risk management initiatives to enhance quality of care and reduce liability. This director role requires a bachelor's degree and 5+ years' experience in auditing, training, and policy development. Based in Bonita Springs, the position offers comprehensive benefits including me...
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United States , Bonita Springs
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115000.00 - 135000.00 USD / Year
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Rittenhouse Village At Michigan City
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Until further notice
Operation Risk and Control, Compliance, Audit - Group Manager- Director
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Lead our Operational Risk and Control function as a Director in Pune. You will manage diverse teams to strengthen Citi's risk management quality through robust control frameworks and testing. This role requires 20+ years in financial services control functions and deep expertise in control design...
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India , Pune
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Not provided
https://www.citi.com/ Logo
Citi
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Until further notice
Director of Compliance and Risk Management
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Lead our compliance and risk management strategy in Bonita Springs. This director role requires a bachelor's degree and 5+ years' experience to develop, implement, and audit enterprise-wide programs. You will oversee staff training, guide policy development, and mitigate financial and operational...
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United States , Bonita Springs
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115000.00 - 135000.00 USD / Year
rittenhousevillages.com Logo
Rittenhouse Village At Michigan City
Expiration Date
Until further notice
Discover and apply for Director of Compliance and Risk Management jobs, a pivotal senior leadership role at the intersection of law, ethics, and business strategy. Professionals in this capacity serve as the organizational guardians, designing and overseeing the frameworks that protect a company from legal penalties, financial loss, and reputational damage. They are responsible for ensuring that an organization operates within all applicable laws, regulations, and internal policies, while proactively identifying and mitigating potential risks that could threaten its objectives and stability. The core mission of a Director of Compliance and Risk Management is to build and maintain a robust, effective program. This typically involves developing, implementing, and regularly updating corporate compliance policies, codes of conduct, and risk management protocols. A significant part of the role is educational; these directors lead training initiatives to instill a culture of compliance and ethical awareness across all levels of the workforce. They conduct regular risk assessments, audits, and monitoring activities, analyzing data from incident reports and other tools to identify trends, vulnerabilities, and areas for operational improvement. When potential issues arise, they lead or coordinate investigations to determine root causes and implement corrective actions. Furthermore, they act as a key advisor to executive leadership and the board, providing clear, actionable reports on the state of compliance and risk exposure, and influencing strategic decisions to align with regulatory requirements and risk appetite. The skill set required for these high-level jobs is both broad and deep. Successful candidates typically possess a bachelor’s degree in business, finance, law, or a related field, with many holding advanced degrees or professional certifications. Several years of progressive experience in compliance, risk management, legal, or audit functions are standard prerequisites. Essential skills include exceptional analytical and problem-solving abilities to dissect complex regulations and business processes. Strong written and verbal communication is critical for drafting policies, delivering training, and presenting to senior stakeholders. Leadership and interpersonal skills are paramount, as the role demands influencing cross-functional teams, mentoring junior staff, and fostering a collaborative, compliant culture. Directors must be detail-oriented, proactive, and possess a high degree of integrity, often working under pressure to navigate evolving regulatory landscapes. For seasoned professionals seeking to shape corporate integrity and resilience, Director of Compliance and Risk Management jobs offer a challenging and rewarding career path at the highest levels of organizational leadership.

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