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Compliance Officer United States Jobs

32 Job Offers

Cui Compliance Officer
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Seeking a CUI Compliance Officer to establish and lead a comprehensive compliance program in the USA. Requires 5+ years of experience, deep knowledge of NIST SP 800-171, and expertise in policy development, auditing, and government contracts. You will build a dedicated team, identify CUI, and dri...
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Location
USA
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Not provided
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X-Bow Systems
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Senior Lead Compliance Officer - Prime Brokerage & Equities
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Senior Lead Compliance Officer (Executive Director) role at Wells Fargo in New York. Provide strategic compliance coverage for Prime Brokerage, Cash Equities, and broker-dealer activities. Requires 7+ years of experience with deep expertise in Equities Finance, SEC/FINRA rules, and securities len...
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United States , New York
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Salary
191000.00 - 305000.00 USD / Year
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Wells Fargo
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Compliance Testing and Monitoring Officer
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Senior Compliance Testing Officer role at a global bank in New York, offering direct exposure to executive leadership and strategic decision-making. You will lead high-impact compliance reviews, design testing strategies, and uncover hidden risks across capital markets and corporate banking. Requ...
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Location
United States Of America , NEW YORK
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Salary
145000.00 - 160000.00 USD / Year
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Crédit Agricole
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Compliance Officer
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Compliance Officer role supporting a contract engagement in the Twin Cities suburbs, Minnesota. Lead policy adoption, vendor due diligence, and audit readiness within a regulated corporate environment. Ideal for professionals with experience in risk assessment, third-party evaluation, and governa...
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United States , Minneapolis
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Salary
Not provided
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Robert Half
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Regional Compliance Officer, North America
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Lead North America compliance for KARL STORZ, a global leader in medical technology. We seek a seasoned expert with 15+ years in Life Sciences to shape ethics strategy, partner with executives, and build a high-performing team. Drive risk-based frameworks, training, and regulatory readiness in El...
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Location
United States , El Segundo
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Salary
300000.00 - 350000.00 USD / Year
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KARL STORZ
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Senior Lead Compliance Officer - Structured Products Group (SPG)
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Senior Lead Compliance Officer sought for Wells Fargo’s Structured Products Group in Charlotte or New York. This role ensures regulatory compliance across capital markets, asset-backed lending, and securitization. Requires 7+ years of experience with FINRA, SEC, and FRB regulations, plus expertis...
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Location
United States , Charlotte; New York
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159000.00 - 305000.00 USD / Year
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Wells Fargo
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Interim Compliance Manager / Officer
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United States , Basehor
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Not provided
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Robert Half
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Senior Compliance & Ethics Officer
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Senior Compliance & Ethics Officer needed for a 3-month contract in Dallas, Texas. Drive regulatory adherence, risk assessments, and investigations within a large healthcare organization. Requires 5+ years of healthcare compliance experience, a Bachelor’s degree (JD preferred), and expertise in m...
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United States , Dallas
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Not provided
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Robert Half
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Cybersecurity & Compliance Officer
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Seeking a Cybersecurity & Compliance Officer in Redding, US. Lead risk assessments, enforce security policies, and ensure compliance (HIPAA, NIST) within a Microsoft cloud environment. Requires 5+ years in IT risk management and a Bachelor’s in Cybersecurity. Enjoy low-cost health benefits, 401(k...
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United States , Redding
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100000.00 - 160000.00 USD / Year
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Sierra Pacific Industries
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Monitoring & Surveillance Compliance Officer (Vice President)
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Seeking a Vice President, Monitoring & Surveillance Compliance Officer in New York. This role detects market abuse by reviewing electronic and voice communications, ensuring CFTC and NFA compliance. Requires 5+ years in compliance surveillance, leadership experience, and expertise with tools like...
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United States Of America , NEW YORK
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135000.00 - 165000.00 USD / Year
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Crédit Agricole
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Compliance Officer
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Compliance Officer role in San Antonio, Texas, ensuring regulatory adherence while boosting operational efficiency. Ideal for candidates with experience in healthcare or regulated industries, plus knowledge of AML and audit compliance. Key duties include policy development, risk assessments, and ...
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United States , San Antonio
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Not provided
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Robert Half
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Director, Senior Compliance Officer
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Lead our compliance efforts as a Director and Senior Compliance Officer in Chicago. This role requires 10+ years of experience supporting professional trading, with deep expertise in securities and commodities. You will develop surveillance rules, manage regulatory inquiries, and ensure robust co...
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United States , Chicago
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Salary
175000.00 - 220000.00 USD / Year
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Chicago Trading Company
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Maintenance and Compliance Officer
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Join our team as a Maintenance and Compliance Officer for a premier HOA community in Crandall, TX. This onsite role requires 5+ years of facilities experience, proficiency in MS Office and HOA systems, and strong reporting skills. You'll perform maintenance, conduct weekly compliance inspections,...
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United States , Dallas
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24.00 USD / Hour
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Associa
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Compliance Officer, Card Network Specialist
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Join our San Francisco Compliance team as a Card Network Specialist. You will translate network rules into global policies and provide pragmatic guidance across risk, legal, and sales. We seek a proactive professional with 2-3 years' payments experience and strong analytical skills for this key b...
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United States , San Francisco
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Salary
120000.00 - 155000.00 USD / Year
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Adyen
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Senior Compliance Officer, Card Schemes
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Join our San Francisco team as a Senior Compliance Officer for Card Schemes. Leverage your 5+ years of payments industry experience to translate Card Network rules into actionable policies. You will provide strategic, pragmatic compliance guidance to foster controlled global growth. This role req...
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United States , San Francisco
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Salary
145000.00 - 195000.00 USD / Year
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Adyen
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Senior Compliance Officer, Card Network Specialist
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Join our San Francisco Compliance team as a Senior Officer specializing in Card Networks. You will translate Scheme Rules into global policies and provide strategic, pragmatic guidance. We seek an analytical professional with 5+ years in payments/compliance and strong stakeholder management skill...
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United States , San Francisco
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145000.00 - 195000.00 USD / Year
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Adyen
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General Counsel & Chief Compliance Officer
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United States , Denver
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Not provided
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Robert Half
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Chief Compliance Officer, ETFs - Senior Vice President
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Seeking a seasoned Chief Compliance Officer to lead our ETF compliance programs in New York. This senior role requires 10-15+ years of financial services experience with deep expertise in SEC regulations, the '40 Acts, and ETF derivatives. You will design and oversee compliance frameworks for reg...
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United States , New York
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Salary
180000.00 - 240000.00 USD / Year
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iCapital Network
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Chief Compliance Officer, ETFs - Senior Vice President
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Seeking a seasoned Chief Compliance Officer to lead our ETF compliance programs in Greenwich. This senior role requires 10-15+ years of financial services compliance expertise, with deep knowledge of the '40 Act and SEC/CFTC regulations. You will design and oversee critical compliance frameworks ...
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Location
United States , Greenwich
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Salary
180000.00 - 240000.00 USD / Year
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iCapital Network
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Vp, cuso compliance risk assessment officer
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Join Credit Agricole CUSO as a VP Compliance Risk Assessment Officer in New York. You will lead the CRA program, requiring 7+ years' financial compliance experience and deep knowledge of US banking regulations (BSA/AML, OFAC). This role involves enhancing risk methodologies, collaborating across ...
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Location
United States Of America , NEW YORK
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Salary
130000.00 - 160000.00 USD / Year
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Crédit Agricole
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About the Compliance Officer role

Explore a world of opportunity in Compliance Officer jobs, a critical and growing field at the heart of modern business integrity. A Compliance Officer acts as an organization's ethical compass and regulatory shield, ensuring that all business activities adhere to the complex web of laws, industry regulations, and internal policies. This role is fundamental across numerous sectors, including finance, healthcare, technology, and manufacturing, making it a versatile and in-demand career path for detail-oriented professionals.

Professionals in these jobs are primarily responsible for safeguarding their organization from legal penalties, financial loss, and reputational damage. Their day-to-day activities are diverse and vital. A core function involves the continuous monitoring of the regulatory landscape to stay abreast of new and amended laws. They then interpret these complex requirements and translate them into actionable business practices. This includes developing, implementing, and regularly updating robust internal compliance frameworks, policies, and procedures. Furthermore, Compliance Officers conduct regular internal audits and risk assessments to identify potential areas of vulnerability, proactively addressing gaps before they become significant issues. They are also typically tasked with leading efforts to prevent financial crime, such as money laundering and fraud.

Beyond systems and processes, a significant part of the role focuses on people and culture. Compliance Officers design and deliver training programs to ensure all employees understand their regulatory obligations, thereby fostering a strong culture of ethics and compliance throughout the company. They serve as the key point of contact for regulatory bodies, managing examinations and responding to inquiries. Reporting on compliance status, emerging risks, and the effectiveness of the compliance program to senior management and the board of directors is another critical responsibility, influencing high-level strategic decisions.

To succeed in Compliance Officer jobs, candidates typically need a strong educational background, often a bachelor's degree in law, finance, business administration, or a related field. Relevant professional certifications are highly valued and sometimes essential. Key skills include an analytical mindset for dissecting complex regulations, impeccable attention to detail, and superior communication abilities to explain technical requirements clearly to non-specialists. Unwavering integrity, sound judgment, and the diplomatic fortitude to enforce rules are paramount character traits. As you search for Compliance Officer jobs, you'll find that employers seek proactive individuals who are not just enforcers, but strategic partners in building a reputable and sustainable business. This career offers the unique satisfaction of being a guardian of corporate governance, making it a profoundly impactful profession.