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Compliance officer United States Jobs

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Executive Assistant - Chief Compliance Officer Americas
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Join Crédit Agricole CIB in New York as an Executive Assistant to the Chief Compliance Officer for the Americas. This key role requires 8+ years of executive support experience, fluency in French, and exceptional discretion. You will provide comprehensive administrative and logistical support, ma...
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United States Of America , NEW YORK
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90000.00 - 105000.00 USD / Year
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Crédit Agricole
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Director, Office of Contracts Management and Compliance
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Lead contract management for a major public health department overseeing $650M+ in annual agreements. This San Francisco-based director role requires 5+ years of government contract lifecycle experience and supervisory skills. You will ensure compliance, guide a professional team, and implement a...
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United States , San Francisco
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183144.00 - 233766.00 USD / Year
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City and County of San Francisco
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Compliance Officer
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Join our financial services team in Midland, Texas, as a Compliance Officer. You will ensure regulatory adherence, manage AML procedures, and utilize systems like ADP and CRM. This role requires 3+ years of experience and offers a full benefits package including medical, dental, and a 401(k) plan.
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United States , Midland
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Not provided
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Robert Half
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Compliance Officer
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Seeking a seasoned Compliance Officer in Las Vegas to manage our regulatory programs, with a focus on international trade and ITAR. You will develop policies, mitigate risks, and ensure adherence to complex firearm and export regulations. This role offers a full benefits package and requires 5+ y...
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United States , Las Vegas
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Not provided
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Robert Half
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Compliance Officer
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Join our team in Nashua, NH as a Compliance Officer, specializing in civil rights and Title IX implementation. You will ensure adherence to Federal, State, and local regulations, fostering an inclusive, non-discriminatory workplace. This role is ideal for a detail-oriented professional with 3+ ye...
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United States , Nashua
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100000.00 - 120000.00 USD / Year
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Robert Half
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Compliance Officer
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Join our Fintech team in San Francisco as a Compliance Officer. This on-site role requires 5+ years of consumer lending compliance experience, including UDAAP, FCRA, and Regulation Z. You will utilize compliance software to oversee regulations and manage customer accounts. We offer a full benefit...
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United States , San Francisco
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Not provided
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Robert Half
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Deputy Chief Compliance and AML Officer
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Seeking a Deputy Chief Compliance & AML Officer for a fully remote role based in the Bay Area. Lead broker-dealer compliance and BSA/AML programs for a high-growth fintech, requiring 8+ years' experience and active FINRA Series 7, 24, and 63. This key position offers comprehensive benefits and th...
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United States , Bay Area
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135800.00 - 245400.00 USD / Year
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Block
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Chief Compliance Officer
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Seeking a Chief Compliance Officer for a contract role in Dallas. You will manage the firm's compliance program, focusing on broker-dealer regulations, risk assessment, and audits. This pivotal role requires expertise in FinCEN reporting and supervisory workflows. We offer a comprehensive benefit...
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United States , Dallas
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Not provided
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Robert Half
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Medicare Compliance Officer
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Seeking a Medicare Compliance Officer in Phoenix to develop and administer Part C and Part D regulatory programs for Mercy Care Plan. This key role requires 5+ years of Medicare compliance experience and reports directly to the Plan CEO. We offer comprehensive benefits including medical, dental, ...
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United States , Phoenix
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43.10 - 64.11 USD / Hour
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American Nursing Care
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Contract Compliance Officer
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Join our team in Cookeville as a Contract Compliance Officer. You will administer DBE and small business programs, ensuring regulatory compliance through data analysis and reviews. The role requires 3+ years in data analysis or compliance, plus proficiency in Power BI/Excel. We offer comprehensiv...
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United States , Cookeville
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Not provided
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Robert Half
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Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
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Lead securities compliance as Chief Compliance Officer for our RIA and Broker-Dealer. You will build and oversee our compliance programs, manage regulatory exams, and advise cross-functional teams. Requires 10+ years experience, a Series 24 license, and deep FINRA/SEC expertise. This role is base...
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United States , San Francisco; New York; Portland
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242700.00 - 303400.00 USD / Year
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Mercury
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Tero Compliance Officer
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Seeking a TERO Compliance Officer in Macy to enforce Tribal and Federal Indian Preference laws. You will serve as a key liaison between employees, employers, and agencies to ensure ordinance compliance. The role requires knowledge of EEOC/Title VII, strong communication skills, and a valid NE dri...
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United States , Macy
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34.00 - 35.00 USD / Hour
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The Omaha Tribe of Nebraska
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Compliance Officer
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Join our team in Charleston as a Compliance Officer, vital for upholding regulatory standards in wealth management. We seek a CRISC-certified professional with 5+ years' expertise in AML, risk assessment, and audit compliance. You will conduct audits, develop strategies, and collaborate across de...
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United States , Charleston
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Not provided
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Robert Half
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Digital Assets Compliance Officer
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Seeking a senior Digital Assets Compliance Officer to build and oversee the US Crypto Compliance Program for Figure Markets. This role requires deep knowledge of global crypto regulations, 3+ years of exchange platform experience, and expertise in AML/CTF. The position offers comprehensive benefi...
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United States
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93500.00 - 110000.00 USD / Year
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Figure
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Compliance Officer (BSA / AML Compliance)
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Elevate seeks an experienced Compliance Officer to serve as BSA Officer, leading our AML/OFAC program. You will oversee a team, manage risk assessments, and ensure regulatory excellence with fintech and traditional banking partners. This pivotal role requires 5+ years of BSA/AML expertise and str...
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United States
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100000.00 - 150000.00 USD / Year
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Elevate Pay
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Compliance - Reporting & Training Officer
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Join our Compliance team in New York as a Reporting & Training Officer. You will define and enhance the compliance reporting framework and execute the annual training plan. The role requires 5-7 years' experience, strong analytical skills in Excel/PowerPoint, and knowledge of banking regulations....
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United States Of America , NEW YORK
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140000.00 - 175000.00 USD / Year
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Crédit Agricole
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Compliance Risk Assessment Officer
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Join our dynamic compliance team in NEW YORK as a Compliance Risk Assessment Officer. You will design and execute the annual CRA/RCSA framework, providing key insights to senior management. This role requires 11+ years of banking compliance or audit experience and strong knowledge of FRB/DFS regu...
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United States Of America , NEW YORK
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140000.00 - 180000.00 USD / Year
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Crédit Agricole
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Aml / Ofac Compliance Officer / Advisory
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Join our Financial Security Advisory team in New York as an AML/OFAC Compliance Officer. You will review high-risk KYC files and provide critical regulatory guidance on transactions. The role requires 5-10 years of expertise in US AML/OFAC regulations and payment systems. A CAMS certification and...
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United States Of America , NEW YORK
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120000.00 - 150000.00 USD / Year
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Crédit Agricole
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Explore a world of opportunity in Compliance Officer jobs, a critical and growing field at the heart of modern business integrity. A Compliance Officer acts as an organization's ethical compass and regulatory shield, ensuring that all business activities adhere to the complex web of laws, industry regulations, and internal policies. This role is fundamental across numerous sectors, including finance, healthcare, technology, and manufacturing, making it a versatile and in-demand career path for detail-oriented professionals. Professionals in these jobs are primarily responsible for safeguarding their organization from legal penalties, financial loss, and reputational damage. Their day-to-day activities are diverse and vital. A core function involves the continuous monitoring of the regulatory landscape to stay abreast of new and amended laws. They then interpret these complex requirements and translate them into actionable business practices. This includes developing, implementing, and regularly updating robust internal compliance frameworks, policies, and procedures. Furthermore, Compliance Officers conduct regular internal audits and risk assessments to identify potential areas of vulnerability, proactively addressing gaps before they become significant issues. They are also typically tasked with leading efforts to prevent financial crime, such as money laundering and fraud. Beyond systems and processes, a significant part of the role focuses on people and culture. Compliance Officers design and deliver training programs to ensure all employees understand their regulatory obligations, thereby fostering a strong culture of ethics and compliance throughout the company. They serve as the key point of contact for regulatory bodies, managing examinations and responding to inquiries. Reporting on compliance status, emerging risks, and the effectiveness of the compliance program to senior management and the board of directors is another critical responsibility, influencing high-level strategic decisions. To succeed in Compliance Officer jobs, candidates typically need a strong educational background, often a bachelor's degree in law, finance, business administration, or a related field. Relevant professional certifications are highly valued and sometimes essential. Key skills include an analytical mindset for dissecting complex regulations, impeccable attention to detail, and superior communication abilities to explain technical requirements clearly to non-specialists. Unwavering integrity, sound judgment, and the diplomatic fortitude to enforce rules are paramount character traits. As you search for Compliance Officer jobs, you'll find that employers seek proactive individuals who are not just enforcers, but strategic partners in building a reputable and sustainable business. This career offers the unique satisfaction of being a guardian of corporate governance, making it a profoundly impactful profession.

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