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Compliance Director Hong Kong Jobs

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Director, Equities Independent Compliance Risk Management Asia
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Lead our Equities Compliance Risk Management team in Hong Kong. You will design and implement compliance programs, provide expert advisory, and oversee regulatory risk frameworks. This senior role requires strong knowledge of equity markets, regulations, and experience mentoring staff. We offer r...
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Hong Kong , Hong Kong
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Not provided
https://www.citi.com/ Logo
Citi
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Until further notice
Discover and apply for Compliance Director jobs, a critical senior leadership role at the heart of organizational integrity and risk management. A Compliance Director is the architect and guardian of a company's ethical and regulatory framework, ensuring that all business activities adhere to complex laws, industry standards, and internal policies. This strategic position is found across vital sectors like healthcare, finance, energy, pharmaceuticals, and technology, wherever stringent regulation intersects with business operations. Professionals in these jobs bear the ultimate responsibility for building, overseeing, and continuously improving a comprehensive compliance program that protects the organization from legal penalties, financial loss, and reputational damage. The core responsibilities of a Compliance Director are multifaceted and demanding. Typically, they involve developing and implementing company-wide compliance policies, procedures, and controls. They lead the charge in conducting regular risk assessments, gap analyses, and internal audits to identify and mitigate potential vulnerabilities. A significant part of the role is managing the organization's readiness for external audits and regulatory examinations, which includes coordinating evidence collection, managing responses, and overseeing corrective action plans to resolution. Compliance Directors also establish robust monitoring and reporting systems to track compliance metrics and provide clear, executive-level reports to senior leadership, the board of directors, and audit committees. Furthermore, they are responsible for designing and deploying effective compliance training programs to foster a culture of ethics and awareness throughout the workforce. They often oversee the intake and investigation of compliance concerns or allegations, ensuring thorough and impartial resolutions. To excel in Compliance Director jobs, candidates must possess a unique blend of expertise and soft skills. A bachelor's degree is a minimum requirement, with advanced degrees in law, business, or a related field being highly advantageous. Typically, 10+ years of progressive experience in compliance, legal, risk management, or a heavily regulated operational role within a specific industry is required. Deep, current knowledge of the relevant regulatory landscape (e.g., HIPAA, SOX, FERC/NERC, Anti-Bribery laws) is non-negotiable. The role demands exceptional leadership and communication skills to influence stakeholders at all levels, from board members to frontline staff. Strong analytical and problem-solving abilities are crucial for interpreting regulations and designing practical business solutions. Proven experience in program management, audit leadership, and team development is also essential. For those seeking a high-impact career at the intersection of law, ethics, and business strategy, exploring Compliance Director jobs offers a path to a position of significant trust and authority, dedicated to ensuring an organization operates with both success and integrity.

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