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Compliance Counsel Hong Kong Jobs

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Legal Counsel, Compliance
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Join Sotheby's as a Legal Counsel, Compliance in Hong Kong. You will support financial crime compliance across Asia, focusing on AML, sanctions, and regulatory advice. This role requires a qualified lawyer with 3+ years' experience in financial crime at a leading firm. You will provide strategic ...
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Hong Kong
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Not provided
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Sotheby's
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Until further notice
Explore a dynamic and critical career path with Compliance Counsel jobs, a specialized legal profession at the intersection of law, ethics, and corporate governance. Compliance Counsel are in-house or external legal advisors dedicated to ensuring organizations operate within the bounds of applicable laws, regulations, and internal policies. This role is essential across virtually every industry, from finance and healthcare to technology, energy, and manufacturing, acting as a strategic guardian against legal and reputational risk. Professionals in these jobs typically serve as the central hub for all compliance-related matters. Their core responsibility is to develop, implement, and manage a robust compliance program tailored to the organization's specific risks. This involves continuously monitoring the regulatory landscape, interpreting new and existing laws, and translating complex legal requirements into actionable business practices. A typical day might include drafting and reviewing corporate policies, conducting risk assessments, and providing clear, practical advice to business units on how to navigate regulatory challenges. They are also instrumental in managing critical areas such as anti-bribery and corruption (ABC), anti-money laundering (AML), data privacy (like GDPR), export controls, modern slavery acts, and conflicts of interest. Beyond advisory work, common responsibilities for a Compliance Counsel include designing and delivering training programs to foster a culture of compliance throughout the organization, investigating potential violations or whistleblower reports, and managing any ensuing internal investigations or regulatory inquiries. They often liaise with government agencies and external auditors, ensuring the company can demonstrate its adherence to legal standards. In the event of a suspected breach, they lead or coordinate the response, which may involve making voluntary disclosures and implementing corrective actions. The typical skills and requirements for these roles are both legal and interpersonal. Candidates are almost always qualified lawyers (solicitors, attorneys) with a strong academic background in law. Several years of post-qualification experience, often gained in a law firm's regulatory practice or within an in-house legal team, is standard. Deep, specialized knowledge of the regulatory frameworks relevant to their industry is non-negotiable. However, success also hinges on soft skills: exceptional communication is needed to explain legal concepts to non-lawyers, strong analytical abilities to dissect complex regulations, and sound judgment to balance legal risks with business objectives. Proactivity, integrity, and the ability to influence and train colleagues at all levels are key traits. For legal professionals seeking a role that combines deep legal expertise with strategic business partnership, Compliance Counsel jobs offer a challenging and rewarding career. These positions are crucial for corporate integrity, providing the opportunity to shape ethical business practices and protect an organization's most valuable assets—its reputation and its license to operate.

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