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Compliance Associate United States, New York Jobs (Hybrid work)

5 Job Offers

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Regulatory and Compliance, AML - Associate
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Join iCapital as a Compliance Associate in New York, leading AML and KYC reviews for private fund investors. Requires 1-4 years of alternatives experience and strong regulatory knowledge. Competitive salary, equity, and unlimited PTO offered.
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iCapital
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Until further notice
Compliance Operations Associate
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Verse Medical
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Regulatory and Compliance, Private Funds Marketing - Associate
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85000.00 - 115000.00 USD / Year
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iCapital Network
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Until further notice
Legal & Compliance Associate
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Join AlphaSights as a Legal & Compliance Associate in New York. You’ll join a high-performing global team, monitoring client requests and mitigating risks to uphold top compliance standards. Ideal for recent graduates with a Bachelor’s degree, strong academics (GPA 3.5+), and leadership experienc...
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80000.00 - 90000.00 USD / Year
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AlphaSights
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Research Compliance Associate
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Join AlphaSights as a Research Compliance Associate in New York. You'll review expert profiles and transcripts, ensuring compliance with legal policies while collaborating with Legal and Research teams. Ideal for recent graduates with a Bachelor's degree, 0-1 year experience, and a GPA of 3.5+. E...
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73000.00 - 79500.00 USD / Year
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AlphaSights
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Until further notice

About the Compliance Associate role

Explore a rewarding career path with Compliance Associate jobs, a critical function at the heart of any well-run organization. A Compliance Associate is a professional dedicated to ensuring that a company adheres to legal standards and internal policies, acting as a guardian of corporate integrity. This role is fundamental across diverse sectors, including finance, healthcare, retail, and technology, making it a versatile and in-demand career choice. For individuals with a keen eye for detail and a strong ethical compass, these positions offer a stable and impactful profession.

The day-to-day responsibilities of a Compliance Associate are both varied and vital. Typically, professionals in this field are responsible for conducting regular audits and risk assessments to identify potential areas of compliance vulnerability. They develop and implement corrective action plans to address any issues uncovered. A significant part of the role involves creating, updating, and delivering comprehensive training programs to educate employees on regulatory requirements and company policies. Compliance Associates also maintain and monitor critical systems and documentation, such as incident reports, safety equipment logs, and compliance databases. They are often the first point of contact for reporting and investigating compliance incidents, ensuring proper follow-up and resolution. Furthermore, a key aspect of the job involves staying abreast of the constantly evolving regulatory landscape, interpreting new laws and regulations, and advising management on the necessary operational changes. In many environments, they also play a role in emergency preparedness and response coordination.

To succeed in Compliance Associate jobs, certain skills and qualifications are generally required. Employers typically seek candidates with a high school diploma as a minimum, though an associate's or bachelor's degree in business, criminal justice, finance, or a related field is often preferred. Relevant work experience, often one year or more, in areas such as compliance, risk management, security, or audit is highly valued. Essential skills include impeccable attention to detail, strong analytical and problem-solving abilities, and excellent written and verbal communication skills for effective reporting and training. Integrity and discretion are paramount, as the role involves handling sensitive and confidential information. Depending on the industry and location, specific certifications or licenses, such as a security guard license or other compliance-related credentials, may be required or beneficial. The profession demands a proactive individual who is highly organized and capable of working both independently and as part of a team. If you are looking for a career where you can make a tangible difference by upholding standards and protecting an organization, exploring Compliance Associate jobs is your next strategic move.