Chief Compliance Officer Jobs

Seeking a seasoned Chief Compliance Officer to lead our ETF compliance programs in New York. This senior role requires 10-15+ years of financial services experience with deep expertise in SEC regulations, the '40 Acts, and ETF derivatives. You will design and oversee compliance frameworks for reg...

Seeking a seasoned Chief Compliance Officer to lead our ETF compliance programs in Greenwich. This senior role requires 10-15+ years of financial services compliance expertise, with deep knowledge of the '40 Act and SEC/CFTC regulations. You will design and oversee critical compliance frameworks ...

Lead the Compliance Risk Management Program for Citi in the Bahamas. As the senior subject matter expert, you will oversee all regulatory activities, ensuring adherence to local laws and global standards. This pivotal role requires influencing senior leaders and engaging with key country regulato...

Join Crédit Agricole CIB in New York as an Executive Assistant to the Chief Compliance Officer for the Americas. This key role requires 8+ years of executive support experience, fluency in French, and exceptional discretion. You will provide comprehensive administrative and logistical support, ma...

Seeking a Deputy Chief Compliance & AML Officer for a fully remote role based in the Bay Area. Lead broker-dealer compliance and BSA/AML programs for a high-growth fintech, requiring 8+ years' experience and active FINRA Series 7, 24, and 63. This key position offers comprehensive benefits and th...

Lead securities compliance as Chief Compliance Officer for our RIA and Broker-Dealer. You will build and oversee our compliance programs, manage regulatory exams, and advise cross-functional teams. Requires 10+ years experience, a Series 24 license, and deep FINRA/SEC expertise. This role is base...

Seeking a Chief Compliance Officer to lead regulatory strategy in Abu Dhabi. You will be the primary contact for auditors and authorities, ensuring full compliance with banking laws. Your role involves analyzing suspicious transactions and safeguarding confidential data. This key position require...

Lead compliance and AML/CTF activities as the Chief Compliance Officer & MLRO for a regulated payments institution in Dublin. This senior PCF role requires proven experience in EU payments regulation and leadership skills to engage at Board level. Enjoy a competitive package with health insurance...