Explore CASS Manager jobs and discover a pivotal senior role within the financial services regulatory landscape. A CASS Manager is a specialized professional responsible for ensuring a firm's strict compliance with the Financial Conduct Authority's (FCA) Client Assets Sourcebook (CASS). This rulebook is fundamental to protecting client money and assets, making the role critical for maintaining market integrity and consumer trust. Professionals in these positions typically operate within audit, risk advisory, or internal compliance functions of financial institutions, including investment banks, wealth managers, custodians, and fintech companies. The core responsibility of a CASS Manager is to oversee and manage the end-to-end CASS compliance framework. This involves leading CASS audit or assurance engagements, from planning and risk assessment through to fieldwork, reporting, and follow-up. They design and test controls to ensure the accurate segregation, identification, and safeguarding of client assets. A significant part of the role includes interpreting complex CASS rules (such as those pertaining to custody, client money, and reconciliation) and providing practical, actionable guidance to the business. They act as a key subject matter expert, advising on the implementation of new regulations and the remediation of identified breaches. Beyond technical compliance, CASS Managers hold substantial leadership and client-facing duties. They manage relationships with key internal and external stakeholders, including senior management, auditors, and regulators like the FCA. They often lead a team, responsible for coaching, developing staff, and managing project deliverables against budget. Their remit frequently extends to business development, contributing to thought leadership, and enhancing the firm's CASS service offerings. The role demands a unique blend of deep technical knowledge and strong soft skills. Typical requirements for CASS Manager jobs include a professional accounting or audit qualification (e.g., ACA, ACCA) and extensive, hands-on experience with the CASS rulebook. Candidates must demonstrate a proven track record in managing CASS audits or compliance programs within a regulated financial environment. Essential skills include exceptional analytical abilities to dissect complex regulations, outstanding communication skills for report writing and client presentations, and robust project management capabilities. Leadership, stakeholder management, and the ability to multitask across several client portfolios or projects simultaneously are also fundamental. For those seeking a career at the intersection of regulation, risk, and client protection, CASS Manager jobs offer a challenging and high-impact pathway.
