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Broker United States, New York Jobs

3 Job Offers

Partner, Assurance Services | Financial Services (Broker-Dealer)
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Not provided
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Delap LLP
Expiration Date
Until further notice
Compliance Officer - Broker Dealer / RIA
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Seeking an experienced Compliance Officer (7+ yrs) for a Broker Dealer / RIA in New York. Must hold an active FINRA Series 14 license and possess deep knowledge of SEC/FINRA regulations, including Reg 15a-6 and AML/KYC. You will provide expert compliance advice, manage risk frameworks, and overse...
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150000.00 - 200000.00 USD / Year
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Robert Half
Expiration Date
Until further notice
Accounting Consultant - Broker Dealer SME
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Accounting Consultant role in New York for a broker-dealer SME with deep reconciliation expertise. Lead end-to-end reviews of trade date vs. settlement date variances, validate balances across systems, and strengthen month-end close accuracy. Ideal for detail-oriented accounting specialists skill...
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Not provided
https://www.roberthalf.com Logo
Robert Half
Expiration Date
Until further notice

About the Broker role

A career as a broker offers a dynamic and challenging path at the intersection of finance, risk management, and client relations. Professionals in broker jobs act as vital intermediaries, connecting clients with the products, services, or markets they need to achieve their goals, most commonly within the insurance, real estate, or financial sectors. The core of the role is building trust and providing expert guidance. In the insurance space, for instance, brokers analyze a client’s unique risk profile—whether for a multinational corporation or an individual—and design tailored coverage programs. They manage the entire lifecycle of a policy, from initial consultation and market research to placement, renewal, and claims advocacy. This requires a deep understanding of complex products, such as property, casualty, marine cargo, or specialty liability lines, and the ability to translate technical details into clear, actionable advice.

The responsibilities of a broker are multifaceted and client-centric. Daily tasks often include identifying client exposures, negotiating terms with underwriters or providers, preparing detailed documentation, and ensuring compliance with regulatory standards. Brokers also play a crucial strategic role by monitoring market trends, advising on risk mitigation strategies, and fostering long-term partnerships. Senior professionals may take on leadership responsibilities, shaping a firm’s market proposition, driving regional growth strategies, and mentoring junior team members. Strong analytical skills are essential for evaluating risk and comparing options, while exceptional communication and negotiation abilities are key to articulating value and securing favorable terms.

Typical requirements for broker roles include relevant industry experience, often with a focus on specific lines of business like property and casualty or marine cargo. Professional certifications or licenses, such as those mandated by local regulatory bodies (e.g., BCP, PGI, or ComGI in certain markets), are frequently required. Employers seek candidates who demonstrate a professional approach to relationship-building, meticulous attention to detail, and a commitment to ethical practices. The ability to work collaboratively within a team while also acting as an independent advisor is highly valued. For those in senior or executive positions, a proven track record of managing complex accounts, developing business opportunities, and leading cross-functional initiatives is critical. Ultimately, broker jobs offer a rewarding career for individuals who thrive on solving problems, building networks, and navigating the complexities of risk and commerce.