Explore a career in financial control and risk management with Assistant Vice President, Securities Settlement In-Business Risk & Control jobs. This senior-level role is a cornerstone of operational integrity within global financial institutions, sitting at the critical intersection of securities settlement processes and proactive risk management. Professionals in this field are not merely back-office support; they are strategic partners responsible for ensuring that the complex, high-value lifecycle of securities trades—from execution to final settlement—is conducted within a robust control framework that protects the firm from operational, compliance, and financial losses. Individuals in these jobs typically shoulder a comprehensive set of responsibilities centered on the firm's first line of defense. A core function involves executing detailed risk and control self-assessments to identify vulnerabilities within the securities settlement ecosystem. This includes analyzing the efficacy of existing controls, designing and implementing new risk mitigation strategies, and managing the entire lifecycle of control issues. From initial identification and root cause analysis to overseeing remediation plans and validating their effectiveness, these professionals ensure that weaknesses are systematically addressed and do not recur. They are also tasked with conducting in-depth analyses of operational risk events, proposing strategic solutions that may involve process re-engineering, technology enhancements, or client service improvements. Furthermore, a significant part of the role involves governance and stakeholder engagement. This includes advising senior management on the application of firm-wide policies and standards, ensuring procedural changes are correctly implemented, and interacting with a wide range of internal partners such as the business units, second-line risk management, compliance, and internal audit. They often play a key role in governance forums, coordinating meetings, managing agendas, and tracking action items to ensure oversight is consistent and effective. The typical profile for these high-caliber jobs requires a minimum of 5-8 years of experience in operational risk, compliance, audit, or a similar control-focused function within the financial services sector. A deep understanding of the end-to-end securities settlement lifecycle is non-negotiable, as the ability to identify and manage the inherent risks within these processes is paramount. Successful candidates possess exceptional problem-solving and decision-making skills, coupled with strong verbal and written communication abilities that allow them to engage confidently with senior management. The role demands an individual who can manage multiple priorities in a fast-paced environment. A bachelor's degree in finance, business, or a related field is typically the standard educational requirement. For those seeking a challenging career path that blends deep operational knowledge with strategic risk oversight, Assistant Vice President, Securities Settlement In-Business Risk & Control jobs offer a dynamic and impactful professional trajectory.
