Wells Fargo - United States, Charlotte, On-site work

Join Wells Fargo's Wealth & Investment Management team as a Senior Supervisory Control Specialist. Ensure regulatory compliance and provide supervisory oversight for the Financial Network (FiNet). This role requires FINRA Series 7, 9/10, 63 & 66 registrations and 4+ years of relevant risk or brok...

Join Wells Fargo's Wealth and Investment Management team as a Senior Supervisory Control Specialist. Ensure regulatory compliance and provide supervisory oversight for the Financial Network (FiNet). This role requires FINRA Series 7, 9/10, 63 & 66 registrations and 4+ years of relevant risk or br...