Raymond James - Finance, Remote work

Seeking a Senior Compliance Advisor to conduct risk-based branch examinations for retail brokerage offices across the U.S. This role requires a Series 7 & 24 (or 9/10), advanced securities industry knowledge, and 3+ years of exam experience. You will ensure adherence to FINRA, SEC, and firm regul...

Lead our supervisory oversight as a Supervision Manager, ensuring strict compliance with firm policies and FINRA regulations. You will monitor financial advisor activities, conduct critical reviews, and perform annual branch visits. This role requires Series 7, 9/10 or 24, and 66 or 63/65 license...

Join Raymond James as a Business Development Consultant to recruit financial advisors. Utilize your Series 7 license and 5+ years of sales/recruiting experience in financial services. Develop key relationships and strategies to drive growth in the US market.

Seeking a Senior Compliance Advisor to execute risk-based branch exams for our Private Client Group nationwide. This role requires a Series 7 and 24 (or 9/10) and advanced knowledge of FINRA/SEC rules. You will document findings, apply professional judgment, and communicate clearly with branch an...