iCapital - United States, Greenwich, Legal

iCapital seeks a VP Compliance Officer in Greenwich to oversee ETF and 1940 Act Registered Funds compliance. Requires 10+ years of financial services compliance experience and deep knowledge of SEC, CFTC, NFA and FINRA regulations. Salary $150K-$180K plus equity and bonus.

iCapital seeks a Compliance Officer in Greenwich to support ETF and 1940 Act Registered Funds. Requires 6+ years of compliance experience with SEC, FINRA, or NFA regulations. Salary $110K-$145K plus equity and bonus.