iCapital Network - Jobs & Careers - Greenwich, Legal (2)

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Job Offers

ETF and 1940 Act Registered Funds Compliance Officer - Vice President

iCapital seeks a VP Compliance Officer in Greenwich to oversee ETF and 1940 Act Registered Funds compliance. Requires 10+ years of financial services compliance experience and strong knowledge of SEC, CFTC, NFA and FINRA regulations. Salary $150K-$180K plus equity and bonus.