Beacon Hill - United States, Dallas, Hybrid work

Join a leading self-clearing broker-dealer in Dallas as a Senior Compliance Analyst. Utilize your 5-7 years of broker-dealer experience and Series 7/24/53 license to ensure SEC/FINRA regulatory adherence. You will own key compliance processes, conduct reviews, and collaborate with internal teams ...

Join a leading self-clearing broker-dealer in Dallas as a Senior Compliance Analyst. Utilize your 5-7 years of broker-dealer experience and Series 7/24/53 license to ensure SEC/FINRA regulatory adherence. You will own key compliance processes, conduct reviews, and collaborate with internal teams....